Financial Institution Program Management

At PFG, our goal is to be your most valuable resource. Whatever the need, we are here to help. You can count on us to respond to your questions and requests in a timely and thorough manner. Our team is available to assist you in benchmarking your financial planning program’s performance, the day-to-day management of your investment, insurance, and estate planning programs, or evaluating your current program.

A thorough process for identifying your program needs and goals

One size fits all is not an option—we understand that each institution has a unique vision based on their demographics. Our products and services are customized based on the needs of your institution, your clients, and their financial goals.

Step 1: Understand Your Goals
Before any recommendations are made, we work closely with you every step of the way to develop the most appropriate course of action. We will discuss your objectives and vision for the financial planning program while identifying concerns that need to be addressed.

Step 2: Deliver Customized Solutions
We will present a detailed analysis of your current situation with recommendations to enhance the products and services offered to your customers or members. We will also develop strategies to help increase non-interest income by educating your customers or members, and personnel.

Step 3: Refine Strategy
The process doesn’t stop there. We will continue to monitor, evaluate, and communicate best practices and solutions to help your financial planning program succeed.

Compliance Supervision

At Priority Financial Group, compliance supervision is performed by non-producing FINRA Series 24 registered principals. This allows our Office of Supervisory Jurisdiction (OSJ) staff the time to provide the high quality service, oversight, and advice your organization and financial advisors deserve. We are committed to focused and resourceful supervision that will in turn help our advisors provide the quality advice financial institution clients expect. We know our advisors and understand their business practices. We take a hands-on, proactive, and diligent approach to meeting the specific needs of individual advisors and their associated investment platforms.

Business Development

Our financial institutions and advisors benefit from marketing campaigns, workshops, and seminars designed to help advisors and their institutions meet business and investment program growth goals. PFG leverages Securities America’s marketing tools along with best practices applications based on our years of experience driving effective marketing programs. Advisors and financial institutions are provided access to customizable marketing collateral, videos, and other tools to fit specific audiences, as well as access to assistance from our team in submitting marketing pieces to Securities America's Marketing Compliance Regulatory Review.