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Priority Financial Group

Priority Financial Group

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  3. Program Management

Program Management

Financial Institution Program Management

At PFG, our goal is to be your most valuable resource. Whatever the need, we are here to help. You can count on us to respond to your questions and requests in a timely and thorough manner. Our team is available to assist you in benchmarking your financial planning program’s performance, the day-to-day management of your investment, insurance, and estate planning programs, or evaluating your current program.

A thorough process for identifying your program needs and goals

One size fits all is not an option—we understand that each institution has a unique vision based on their demographics. Our products and services are customized based on the needs of your institution, your clients, and their financial goals.

Step 1: Understand Your Goals
Before any recommendations are made, we work closely with you every step of the way to develop the most appropriate course of action. We will discuss your objectives and vision for the financial planning program while identifying concerns that need to be addressed.

Step 2: Deliver Customized Solutions
We will present a detailed analysis of your current situation with recommendations to enhance the products and services offered to your customers or members. We will also develop strategies to help increase non-interest income by educating your customers or members, and personnel.

Step 3: Refine Strategy
The process doesn’t stop there. We will continue to monitor, evaluate, and communicate best practices and solutions to help your financial planning program succeed.

Compliance Supervision

At Priority Financial Group, compliance supervision is performed by non-producing FINRA Series 24 registered principals. This allows our Office of Supervisory Jurisdiction (OSJ) staff the time to provide the high quality service, oversight, and advice your organization and financial advisors deserve. We are committed to focused and resourceful supervision that will in turn help our advisors provide the quality advice financial institution clients expect. We know our advisors and understand their business practices. We take a hands-on, proactive, and diligent approach to meeting the specific needs of individual advisors and their associated investment platforms.

Business Development

Our financial institutions and advisors benefit from marketing campaigns, workshops, and seminars designed to help advisors and their institutions meet business and investment program growth goals. PFG leverages Securities America’s marketing tools along with best practices applications based on our years of experience driving effective marketing programs. Advisors and financial institutions are provided access to customizable marketing collateral, videos, and other tools to fit specific audiences, as well as access to assistance from our team in submitting marketing pieces to Securities America's Marketing Compliance Regulatory Review.

Learn more about how PFG can help you and your organization offer a robust and competitive program tailored to your institution and clients. Contact Us

 

3200 N Central Ave, Ste 200 
Phoenix, Arizona 85012
P: 1-800-405-8850

 

PFG In the News

Click on a link below to discover what’s new at PFG.

PFG Welcomes OCCU & USE CU

PFG Received Distinguished OSJ Partner Award from SAI!

Press Release: PFG Recognized as the Top Branch with Securities America based on 2019 Production

CUE Financial chooses PFG as its Succession Solution 

Priority Financial Group (PFG) Expands Executive Team, Appointing Susi Bennett as Chief Operating Officer

PFG Partners with Riskalyze

Priority Financial Group Selects Securities America, Inc. as new Broker-Dealer partner

Securities America Adds Priority Financial Group

PFG Builds on its Quality Advisor University 
 

Securities offered through Securities America, member FINRA/SIPC. Advisory services offered by PFG Advisors. Priority Financial Group, PFG Advisors and Securities America are separate entities.

CLICK HERE FOR A COPY OF PFG ADVISORS' RELATIONSHIP SUMMARY (FORM CRS) 
 
CLICK HERE FOR A COPY OF SECURITIES AMERICA, INC'S RELATIONSHIP SUMMARY (FORM CRS).
 
Free and simple tools are available to research firms and financial professionals at investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisors, and investing.

This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein.  Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration.  Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed.

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